John Boswell:
Revolutions, Universals, and Sexual Categories
In Martin Duberman, Martha Vicinus
and George Chauncey, Jr. (1989), Hidden from History: Reclaiming the Gay
and Lesbian Past. New York: Meridian.
One of the revolutions in the study of history in the
twentieth century might be called "minority history": the effort to
recover the histories of groups previously overlooked or excluded from
mainstream historiography. Minority history has provoked predictable
skepticism on the part of some traditional historians, partly because of
its novelty - which will, of course, inevitably wear off - and partly
because the attitudes that previously induced neglect or distortion of
minority history still prevail in many quarters. The most reasonable
criticism of minority history (aside from the objection that it is
sometimes very poor scholarship, against which no discipline is proof) is
that it lends itself to political use, which may distort scholarly
integrity. As a point about minority history as a genre this is not
cogent: Since the exclusion of minorities from much historiography prior
to the twentieth century was related to or caused by concerns other than
purely scholarly interest, their inclusion now, even for purely political
ends, not only corrects a previous "political" distortion but also
provides a more complete data base for judgment about the historical
issues involved. Such truth as is yielded by historical analysis generally
emerges from the broadest possible synthesis of the greatest number of
viewpoints and vantages: The addition of minority history and viewpoints
to twentieth-century historiography is a net gain for all
concerned.
But at a more particular level political struggles can cause
serious problems for scholars, and a curious debate now taking place among
those interested in the history of gay people provides a relevant and
timely example of a type of difficulty that could subvert minority history
altogether if not addressed intelligently. To avoid contributing further
to the undue political freight the issue has lately been forced to bear, I
propose to approach it by way of another historical controversy, one that
was - in its day - no less heated or urgent, but that is now sufficiently
distant to be viewed with dispassion by all sides.
The conflict in question is as old as Plato and as modern as
cladism, and although the most violent struggles over it took place in the
twelfth and thirteenth centuries, the arguments of the ancients on the
subject are still in use today. Stated as briefly and baldly as possible,
the issues are these: Do categories exist because humans recognize real
distinctions in the world around them, or are categories arbitrary
conventions, simply names for things that have categorical force because
humans agree to use them in certain ways? The two traditional sides in
this controversy, which is called "the problem of universals," are
"realists" and "nominalists." Realists consider categories to be the
footprints of reality ("universals"): They exist because humans perceive a
real order in the universe and name it. The order is present without human
observation, according to realists; the human contribution is simply the
naming and describing of it. Most scientists operate - tacitly - in a
realist mode, on the assumption that they are discovering, not inventing,
the relationships within the physical world. The scientific method is, in
fact, predicated on realist attitudes. On the other hand, the
philosophical structure of the modern West is closer to nominalism: the
belief that categories are only the names (Latin: nomina) of things
agreed upon by humans, and that the "order" people see is their creation
rather than their perception. Most modern philosophy and language theory
is essentially nominalist, and even the more theoretical sciences are
nominalist to some degree: In biology, for example, taxonomists disagree
strongly about whether they are discovering (realists) or inventing
(nominalists) distinctions among phyla, genera, species, etc. (When, for
example, a biologist announces that bats, being mammals, are "more closely
related to" humans than to birds, is he expressing some real relationship,
present in nature and detected by humans, or is he employing an arbitrary
convention, something that helps humans organize and sort information but
that bears no "truth" or significance beyond this
utility?)
This seemingly arcane struggle now underlies an
epistemological controversy raging among those studying the history of gay
people. The "universals" in this case are categories of sexual preference
or orientation (the difference is crucial). Nominalists ("social
constructionists" in the current debate) in the matter aver that
categories of sexual preference and behavior are created by humans and
human societies. Whatever reality they have is the consequence of the
power they exert in those societies and the socialization processes that
make them seem real to persons influenced by them. People consider
themselves "homosexual" or "heterosexual" because they are induced to
believe that humans are either "homosexual" or "heterosexual." Left to
their own devices, without such processes of socialization, people would
simply be sexual. The category "heterosexuality," in other words, does not
so much describe a pattern of behavior inherent in human beings as it
creates and establishes it.
Realists ("essentialists") hold that this is not the case.
Humans are, they insist, differentiated sexually. Many categories might be
devised to characterize human sexual taxonomy, some more or less apt than
others, but the accuracy of human perceptions does not affect reality. The
heterosexual/homosexual dichotomy exists in speech and thought because it
exists in reality: It was not invented by sexual taxonomists, but observed
by them.[1]
Neither of these positions is usually held absolutely: Most
nominalists would be willing to admit that some aspects of sexuality are
present, and might be distinguished, without direction from society. And
most realists are happy to admit that the same real phenomenon might be
described by various systems of categorization, some more accurate and
helpful than others. One might suppose that "moderate nominalists" and
"moderate realists" could therefore engage in a useful dialogue on those
areas where they agree and, by careful analysis of their differences,
promote discussion and understanding of these issues.
Political ramifications hinder this. Realism has
historically been viewed by the nominalist camp as conservative, if not
reactionary, in its implicit recognition of the value and/or immutability
of the status quo; and nominalism has generally been regarded by realists
as an obscurantist radical ideology designed more to undercut and subvert
human values than to clarify them. Precisely these political overtones can
be seen to operate today in scholarly debate over issues of sexuality. The
efforts of sociobiology to demonstrate an evolutionary etiology of
homosexuality have been vehemently denounced by many who regard the
enterprise as reactionary realism, an effort to persuade people that
social categories are fixed and unchangeable, while on the other side,
psychiatric "cures" of homosexuality are bitterly resented by many as the
cynical folly of nominalist pseudoscience: Convince someone he shouldn't
want to be a homosexual, persuade him to think of himself as a
"heterosexual," and - presto! - he is a heterosexual. The category is the
person.
Whether or not there are "homosexual" or "heterosexual"
persons, as opposed to persons called "homosexual" or "heterosexual" by
society, is obviously a matter of substantial import to the gay community,
since it brings into question the nature and even the existence of such a
community. It is, moreover, of substantial epistemological urgency to
nearly all of society,[2]
and the gravity and extent of this can be seen in the case of the problems
it creates for history and historians.
The history of minorities poses ferocious difficulties:
censorship and distortion, absence or destruction of records, the
difficulty of writing about essentially personal and private aspects of
human feelings and behavior, problems of definition, political dangers
attendant on choosing certain subjects, etc. But if the nominalists are
correct and the realists wrong, the problems in regard to the history of
gay people are of an entirely different order: If the categories
"homosexual/heterosexual" and "gay/straight" are the inventions of
particular societies rather than real aspects of the human psyche, there
is no gay history.[3]
If "homosexuality" exists only when and where people are persuaded to
believe in it, "homosexual" persons will have a "history" only in those
particular societies and cultures.
In its most extreme form, this nominalist view has argued
that only early modern and contemporary industrial societies have produced
"homosexuality," and it is futile and misguided to look for
"homosexuality" in earlier human history.
"What we call 'homosexuality' (in the sense of the
distinguishing traits of 'homosexuals'), for example, was not considered a
unified set of acts, much less a set of qualities defining particular
persons, in pre-capitalist societies… Heterosexuals and homosexuals are
involved in social 'roles' and attitudes which pertain to a particular
society, modern capitalism."[4]
If this position is sustained, it will permanently alter,
for better or worse, the nature and extent of minority
history.
Clearly it has much to recommend it. No characteristics
interact with the society around them uniformly through time. Perceptions
of, reactions to, and social response regarding blackness, blindness,
left-handedness, Jewishness, or any other distinguishing (or
distinguished) aspect of persons and peoples must necessarily vary as
widely as the social circumstances in which they occur, and for this
reason alone it could be reasonably argued that being Jewish, black,
blind, left-handed, etc., is essentially different from one age and place
to another. In some cultures, for example, Jews are categorized chiefly as
an ethnic minority; in others they are not or are not perceived to be
ethnically distinct from the peoples around them, and are distinguished
solely by their religious beliefs. Similarly, in some societies anyone
darker than average is considered "black"; in others, a complex and highly
technical system of racial categorization classes some persons as black
even when they are lighter in color than many "whites." In both cases,
moreover, the differences in attitudes held by the majority must affect
profoundly the self-perception of the minority itself, and its patterns of
life and behavior are in all probability different from those of "black"
or "Jewish" people in other circumstances.
There can be no question that if minority history is to
merit respect it must carefully weigh such fundamental subtleties of
context: Merely cataloguing references to "Jews" or to "Blacks" may
distort more than it reveals of human history if due attention is not paid
to the meaning, in their historical setting, of such words and the
concepts to which they apply. Do such reservations, on the other hand,
uphold the claim that categories such as "Jew," "black," or "gay" are not
diachronic and can not, even with apposite qualification, be applied to
ages and times other than those in which the terms themselves were used in
precisely their modern sense? Extreme realists, without posing the
question, have assumed the answer was no; extreme nominalists seem to be
saying yes.
The question can not be addressed intelligently without
first noting three points. First, the positions are not in fact as clearly
separable as this schema implies. It could well be argued, for example,
that Padgug, Weeks, et. al., are in fact extreme realists in
assuming that modern homosexuality is not simply one of a series of
conventions designated under the same rubric, but is instead a "real"
phenomenon that has no "real" antecedent in human history. Demonstrate to
us the "reality" of this homosexuality, their opponents might legitimately
demand, and prove to us that it has a unity and cohesiveness that
justifies your considering it a single, unparalleled entity rather than a
loose congeries of behaviors. Modern scientific literature increasingly
assumes that what is at issue is not "homosexuality" but
"homosexualities"; if these disparate patterns of sexuality can be grouped
together under a single heading in the present, why make such a fuss about
a diachronic grouping?
Second, adherents of both schools fall prey to anachronism.
Nearly all of the most prominent nominalists are historians of the modern
U.S., modern Britain, or modern Europe, and it is difficult to eschew the
suspicion that they are concentrating their search where the light is best
rather than where the answers are to be found, and formulating a
theoretical position to justify their approach. On the other hand,
nominalist objections are in part a response to an extreme realist
position that has been predicated on the unquestioned, unproven, and
overwhelmingly unlikely assumption that exactly the same categories and
patterns of sexuality have always existed, pure and unchanged by the
systems of thought and behavior in which they were
enmeshed.
Third, both extremes appear to be paralyzed by words. The
nominalists are determined that the same word can not apply to a wide
range of meaning and still be used productively in scholarly discourse: In
order to have meaning, "gay," for example, must be applied only as the
speaker would apply it, with all the precise ramifications he associates
with it. This insistence follows understandably from the implicit
assumption that the speaker is generating the category himself, or in
concert with certain contemporaries, rather than receiving it from a human
experience of great longevity and adjusting it to fit his own
understanding. Realist extremists, conversely, assume that lexical
equivalence betokens experiential equality, and that the occurrence of a
word that "means" "homosexual" demonstrates the existence of
"homosexuality," as the modern realist understands it, at the time the
text was composed.
It is my aim to circumvent these difficulties as far as
possible in the following remarks, and my hope that in doing so I may
reduce the rhetorical struggle over "universals" in these matters and
promote thereby some more useful dialogue among the partisans. Let it be
agreed at the outset that something can be discussed, by modern historians
or ancient writers, without being named or defined. (Ten people in a room
might argue endlessly about proper definitions of "blue" and "red," but
could probably agree instantly whether a given object was one or the other
[or a combination of both].) "Gravity" offers a useful historical example.
A nominalist position would be that gravity did not exist before Newton
invented it, and a nominalist historian might be able to mount a
convincing case that there is no mention of gravity in any texts before
Newton. "Nonsense," realists would object. "The Latin gravitas,
which is common in Roman literature, describes the very properties of
matter Newton called 'gravity.' Of course gravity existed before Newton
discovered it."
Both, of course, are wrong. Lack of attention to something
in historical sources can in no wise be taken as evidence of its
nonexistence, and discovery can not be equated with creation or invention.
But gravitas does not mean "gravity"; it means "heaviness," and the
two are not at all the same thing. Noting that objects have heaviness is
entirely different from understanding the nature and operations of
gravity. For adherents of these two positions to understand each other
each would have to abandon specific nomenclature, and agree instead on
questions to be asked of the sources. If the proper questions were
addressed, the nominalist could easily be persuaded that the sources prove
that gravity existed before Newton, in the sense that the operations of
the force now designated gravity are well chronicled in nearly all ancient
literature. And the realist could be persuaded that despite this fact the
nature of gravity was not clearly articulated - whether or not it was
apprehended - before Newton.
The problem is rendered more difficult in the present case
by the fact that the equivalent of gravity has not yet been discovered:
There is still no essential agreement in the scientific community about
the nature of human sexuality. Whether humans are "homosexual" or
"heterosexual" or "bisexual" by birth, by training, by choice, or at all
is still an open question.[5]
Neither realists nor nominalists can, therefore, establish any clear
correlation - positive or negative - between modern sexuality and its
ancient counterparts. But it is still possible to discuss whether modern
conceptualizations of sexuality are novel and completely socially
relative, or correspond to constants of human epistemology which can be
documented in the past.
To simplify discussion, three broad types of sexual taxonomy
are abbreviated here as types A, B, and C. According to Type A theories,
all humans are polymorphously sexual, i.e., capable of erotic and sexual
interaction with either gender. External accidents, such as social
pressure, legal sanctions, religious beliefs, historical or personal
circumstances determine the actual expression of each person's sexual
feelings. Type B theories posit two or more sexual categories, usually but
not always based on sexual object choice, to which all humans belong,
though external pressures or circumstance may induce individuals in a
given society to pretend (or even to believe) that they belong to a
category other than their native one. The most common form of Type B
taxonomy assumes that humans are heterosexual, homosexual, and bisexual,
but that not all societies allow expression of all varieties of erotic
disposition. Subsets or other versions of Type B categorize on the basis
of other characteristics, e.g., a predilection for a particular role in
intercourse. Type C theories consider one type of sexual response normal
(or "natural" or "moral" or all three) and all other variants abnormal
("unnatural," "immoral").
It will be seen that Type A theories are nominalist to the
extent that they regard categorizations like "homosexual" and
"heterosexual" as arbitrary conventions applied to a sexual reality that
is at bottom undifferentiated. Type B theories are conversely realist in
predicating categories that underlie human sexual experience even when
obscured by social constraints or particular circumstances. Type C
theories are essentially normative rather than epistemological, but borrow
from both sides of the universals question in assuming, by and large, that
people are born into the normal category but become members of a deviant
grouping by an act of the will, although some Type C adherents regard
"deviants" as inculpably belonging to an "abnormal" category through
mental or physical illness or defect.
That no two social structures are identical should require
no proof; and since sexual categories are inevitably conditioned by social
structure, no two systems of sexual taxonomy should be expected to be
identical. A slight chronological or geographical shift would render one
Type A system quite different from another one. But to state this is not
to demonstrate that there are no constants in human sexual epistemology.
The frequency with which these theories or variations on them appear in
Western history is striking.
The apparent gender blindness of the ancient world has often
been adduced as proof that Type B theories were unknown before
comparatively recent times. In Plutarch's Dialogue on Love it is
asserted that
"the noble lover of beauty engages in love wherever he sees
excellence and splendid natural endowment without regard for any
difference in physiological detail. The lover of human beauty [will] be
fairly and equably disposed toward both sexes, instead of supposing that
males and females are as different in the matter of love as they are in
their clothes."[6]
Such statements are commonplaces of ancient lore about love
and eroticism, to the extent that one is inclined to believe that much of
the ancient world was completely unaware of differentiation among humans
in sexual object choice, as I have myself pointed out at length
elsewhere.[7]
But my statements and the evidence on which they rest can easily be
misapprehended. Their purport is that ancient societies did not
distinguish heterosexuality from homosexuality, not that all, or even
most, individuals failed to make such a distinction.
A distinction can be present and generally recognized in a
society without forming any part of its social structure. In some cultures
skin color is a major determinant of social status; in others it is
irrelevant. But it would be fatuous to assume that societies that did not
"discriminate on the basis of" [i.e., make inviduous distinctions
concerning] skin color could not "discriminate" [distinguish] such
differences. This same paranomastic subtlety must be understood in regard
to ancient views of sexuality: City-states of the ancient world did not,
for the most part, discriminate on the basis of sexual orientation, and,
as societies, appear to have been blind to the issue of sexual object
choice, but it is not clear that individuals were unaware of distinctions
in the matter.
It should be obvious, for instance, that in the passage
cited above Plutarch is arguing against precisely that notion that Padgug
claims had not existed in precapitalist societies, i.e., Type B theories.
Plutarch believes that a normal human being is susceptible to attraction
to either gender, but his comments are manifestly directed against the
contrary view. Which attitude was more common in his day is not apparent,
but it is clearly inaccurate to use his comments as demonstration that
there was only one view. The polemical tone of his remarks, in fact, seems
good evidence that the position he opposes was of considerable importance.
The whole genre of debates about the types of love of which this dialogue
is a representative[8]
cuts both ways on the issue: On the one hand, arguing about the matter and
adducing reasons for preferring one gender to the other suggests a kind of
polymorphous sexuality that is not predirected by heredity or experience
toward one gender or the other. On the other, in each of the debates there
are factions that are clearly on one side or the other of the dichotomy
not supposed to have existed before modern times: Some disputants argue
for attraction to males only; some for attraction to females only. Each
side derogates the preference of the other side as distasteful. Sometimes
bisexuality is admitted, but as a third preference, not as the general
nature of human sexuality:
"Zeus came as an eagle to god-like Ganymede, as a swan came
he to the fair-haired mother of Helen. So there is no comparison between
the two things: one person likes one, another likes the other; I like
both."[9]
This formulation of the range of human sexuality is almost
identical to popular modern conceptions of Type B: Some people prefer
their own gender; some the opposite; some both. Similar distinctions
abound in ancient literature. The myth of Aristophanes in Plato's
Symposium is perhaps the most familiar example: Its manifest and
stated purpose is to explain why humans are divided into groups of
predominantly homosexual or heterosexual interest. It is strongly implied
that these interests are both exclusive and innate; that is stated
outright by Longus, who describes a character as "homosexual by nature
[physei]."[10]
[Note: Among many complex aspects of Aristophanes' speech in
the Symposium as an indication of contemporary sexual constructs,
two are especially notable. (1) Although it is the sole attic reference to
lesbianism as a concept, male homosexuality is of much greater concern as
an erotic disposition in the discussion than either female homosexuality
or heterosexuality. (2) It is this, in my view, which accounts for the
additional subtlety of age distinctions in male-male relations, suggesting
a general pattern of older erastes and younger eromenonos.
Age differential was unquestionably a part of the construct of sexuality
among elements of the population in Athens, but it can easily be given
more weight than it
deserves. "Romantic love" of any sort was thought to be provoked by and
directed toward the young, as is clearly demonstrated in Agathon's speech
a little further on, where he uses the greater beauty of young males and
females interchangeably to prove that Love is a young god. In fact, most
Athenian males married women considerably younger than themselves, but
since marriage was not imagined to follow upon romantic attachment, this
discrepancy does not appear in dialogues on eros. David Dalperin
argues in "Sex Before Sexuality" (in this volume) that the speech does not
indicate a taxonomy comparable to modern ones, chiefly because of the age
differential, although in fact the creatures described by Aristophanes
must have been seeking a partner of the same age, since, joined at birth,
they were coeval. What is clear is that Aristophanes does not imagine a
populace undifferentiated in experience or desire, responding
circumstantially to individuals of either gender, but persons with
lifelong preferences arising from innate character (or a mythic
prehistory).]
It is true that there were no terms in common use in Greece
or Rome to describe categories of sexual preference, but it does not
follow that such terms were wholly unknown: Plato, Athenaeus, and other
writers who dealt with the subject at length developed terms to describe
predominant or exclusive interest in the apposite gender.[11]
Many writers, moreover, found it possible to characterize homosexuality as
a distinct mode of erotic expression without naming it. Plautus, for
example, characterized homosexual activity as the "mores of Marseilles,"
suggesting that he considered it a variant on ordinary human sexuality.[12]
Martial found it possible to describe an exclusively heterosexual male,
even though he had no terminology available to do so and was himself
apparently interested in both genders.[13]
One even finds expressions of solidarity among adherents of
one preference or another in ancient literature, as when Clodius Albinus,
noted for his exclusively heterosexual interest, persecutes those involved
in homosexual behavior,[14]
or when a character who has spoken on behalf of love between men in one of
the debates bursts out, "We are like strangers cut off in a foreign land…;
nevertheless, we shall not be overcome by fear and betray the truth,"[15]
or when Propertius writes, "Let him who would be our enemy love girls; he
who would be our friend enjoy boys."[16]
That there is a jocular tone to some of these statements, especially the
last, is certainly attributable to the fact that the distinctions involved
in no way affected the well-being, happiness, or social status of the
individuals, owing to the extreme sexual tolerance of ancient societies;
but it does not cast doubt on the existence of the distinctions. Even when
preferences are attributed ironically, as is likely the case in Plato's
placing the myth of sexual etiology in the mouth of Aristophanes, the joke
depends on the familiarity of the distinctions.
Subtler indications of Type B taxonomies can also be found.
In the Ephesiaca, a Hellenistic love novel by Xenophon of Ephesus,
sexual categories are never discussed, and are clearly not absolute, but
they do seem to be well understood and constitute an organizing principle
of individual lives. Habrocomes is involved throughout only with women,
and when, after his long separation from his true love Anthia, she desires
to know if he has been faithful to her, she inquires only if he has slept
with other women, although she knows that men have been interested in him,
and it is clear that sex with a man would also constitute infidelity (as
with Corymbus). It seems clear that Habrocomes is, in fact, heterosexual,
at least in Anthia's opinion. Another character, Hippothoos, had been
married to an older woman and attracted to Anthia, but is apparently
mostly gay: The two great loves of his life are males (Hyperanthes and
Habrocomes); he left all to follow each of these, and at the end of the
story he erects a stature to the former and establishes his residence near
that of the latter. The author tidies up all the couples at the end by
reuniting Anthea and Habrocomes and introducing a new male lover
(Clisthenes) for Hippothoos. This entire scenario corresponds almost
exactly to modern conceptualizations: Some people are heterosexual, some
homosexual, some bisexual; the categories are not absolute, but they are
important and make a substantial difference in people's
lives.
Almost the very same constellation of opinions can be found
in many other preindustrial societies. In medieval Islam one encounters an
even more overwhelming emphasis on homosexual eroticism than in classical
Greek or Roman writing. It is probably fair to say that most premodern
Arabic poetry is ostensibly homosexual, and it is clear that this is more
than a literary convention. When Saadia Gaon, a Jew living in Muslim
society in the tenth century, discusses the desirability of "passionate
love,"[17]
he apparently refers only to homosexual passion. There is the sort of love
men have for their wives, which is good but not passionate; and there is
the sort of love men have for each other, which is passionate but not
good. (And what of the wives' loves? We are not told.) That Saadia assumes
the ubiquity of homosexual passion is the more striking because he is
familiar with Plato's discussion of homosexual and heterosexual varieties
of love in the Symposium.[18]
Does this mean that classical Islamic society uniformly
entertained Type A theories of human sexuality and regarded eroticism as
inherently pansexual? No. There is much evidence in Arabic literature for
the very same Type B dichotomies known in other cultures. Saadia himself
cites various theories about the determination of particular erotic
interests (e.g., astrological lore),[19]
and in the ninth century Jahiz wrote a debate involving partisans of
homosexual and heterosexual desire, in which each disputant, like his
Hellenistic counterpart, expresses distaste for the preference of the
other.[20]
Three debates of this sort occur in the Thousand and One Nights, a
classic of Arabic popular literature.[21]
"Homosexuals" are frequently (and neutrally) mentioned in classical Arabic
writings as a distinct type of human being. That the "type" referred to
involves predominant or exclusive preference is often suggested: In tale
142 of the Nights, for example, it is mentioned as noteworthy that
a male homosexual does not dislike women; in Night 419 a woman observes a
man staring longingly at some boys and remarks to him, "I perceive that
you are among those who prefer men to women."
A ninth-century text of human psychology by Qusta ibn Luqa
treats twenty areas in which humans may be distinguished
psychologically.[22]
One area is sexual object-choice: Some men, Qusta explains, are "disposed
towards" [yamilu ila] women, some toward other men, and some toward
both.[23]
Qusta has no terminology at hand for these categories; indeed, for the
second category he employs the euphemism that such men are disposed toward
"sexual partners other than women"[24]:
obviously lack of terminology for the homosexual/heterosexual dichotomy
should not be taken as a sign of ignorance of it. Qusta, in fact, believed
that homosexuality was often inherited, as did ar-Razi and many other
Muslim scientific writers.[25]
It has been claimed that "homosexuality" was viewed in
medieval Europe "not as a particular attribute of a certain type of person
but as a potential in all sinful creatures."[26]
It is certainly true that some medieval writers evinced Type A attitudes
of this sort: Patristic authors often address to their audiences warnings
concerning homosexual attraction predicated on the assumption that any
male might be attracted to another.[27]
The Anglo-Saxon life of Saint Eufrasia[28]
recounts the saint's efforts to live in a monastery disguised as a monk
and the turmoil that ensued: The other monks were greatly attracted by
Agapitus (the name she took as a monk), and reproached the abbot for
bringing "so beautiful a man into their minister" ["forþam swa wlitigne
man into heora mynstre gelædde," p. 344]. Although it is in fact a woman
to whom the monks are drawn, the account evinces no surprise on anyone's
part that the monks should experience intense sexual attraction toward a
person ostensibly of their own gender.
Some theologians clearly regarded homosexual activity as a
vice open to all rather than as the peculiar sexual outlet of a portion of
the population, but this attitude was not universal and was often
ambiguously or inconsistently held even by those who did most to
promulgate it. Albertus Magnus and Thomas Aquinas both wrote of homosexual
acts as sins that presumably anyone might commit, but both also recognized
that it was somewhat more complex than this: Aquinas, following Aristotle,
believed that some men were "naturally inclined" to desire sexual
relations with other men - clearly a theory of type B - and Albertus
Magnus considered homosexual desire to be a manifestation of a contagious
disease, particularly common among the wealthy, and curable through the
application of medicine.[29]
This attitude is highly reminiscent of psychiatric opinion in late
Victorian times, and a far cry from categorizing homosexuality simply as a
vice.
"Sodomy" was defined by many clerics as the improper
emission of semen - the gender of the parties and their sexual appetites
being irrelevant - but many others understood sodomita to apply
specifically to men who preferred sexual contact with other men, generally
or exclusively, and sodomia to apply only to the sexual acts
performed in this context.[30]
Medieval literature abounds in suggestions that there is
something special about homosexuality, that it is not simply an ordinary
sin. Many writers view it as the special characteristic of certain
peoples; others argue that it is completely unknown among their own kind.
There are constant association of homosexual preference with certain
occupation or social positions, clearly indicating that it is linked in
some way to personality or experience. The modern association of
homosexuality with the arts had as its medieval counterpart a regular link
with the religious life: When Bernard of Clairvaux was asked to restore
life to the dead son of a Marquess of Burgundy he had the boy taken to a
private room and lay down upon him. No cure transpired; the boy remained
lifeless. The chronicler, who had been present, nonetheless found humor in
the incident and remarked, "That was the unhappiest monk of all. For I've
never heard of any monk who lay down upon a boy that did not straightaway
rise up after him. The abbot blushed and they went out as many laughed."[31]
Chaucer's pardoner, also a cleric, appears to be innately
sexually atypical, and his association with the hare has led many to
supposed that it is homosexuality that distinguishes him.[32]
Even non-Christians linked the Christian clergy with homosexuality.[33]
Much of the literature of the High Middle Ages that deals
with sexual-object choice assumes distinct dispositions, most often
exclusive. A long passage in the Roman d'Énéas characterizes
homosexual males as devoid of interest in women and notable in regard to
dress, habits, decorum, and behavior.[34]
Debates of the period characterize homosexual preference as innate or
God-given, and in the well-known poem "Ganymede and Helen" it is made
pellucidly clear that Ganymede is exclusively gay (before the intervention
of the gods): It is Helen's frustration at his inability to respond
properly to her advances that prompts the debate.[35]
In a similar poem, "Ganymede and Hebe," homosexual relations are
characterized as "decreed by fate," suggesting something quite different
from an occasional vice.[36]
Indeed, the mere existence of debates of this sort suggests very strongly
a general conceptualization of sexuality as bifurcated into two camps
distinguished by sexual object-choice. Popular terminology of the period
corroborates this: as opposed to words like sodomita, which might
designate indulgence in a specific activity by any human, writers of the
High Middle Ages were inclined to use designations like "Ganymede," whose
associations were exclusively homosexual, and to draw analogies with
animals like the hare and the hyena, which were thought to be naturally
inclined to sexual relations with their own gender.
Akkain of Lille invokes precisely the taxonomy of sexual
orientation used in the modern West in writing about sexuality among his
twelfth-century contemporaries: "Of those men who employ the grammar of
Venus there are some who embrace the masculine, others who embrace the
feminine, and some who embrace both..."[37]
Clearly all three types of taxonomy were known in Western
Europe and the Middle East before the advent of modern capitalist
societies. It is, on the other hand, equally clear that in different times
and places one type of theory has often predominated over the others, and
for long periods in many areas one or two of the three may have been quite
rare. Does the prevalence of one theory over another in given times and
places reveal something about human sexuality? Possibly, but many factors
other than sexuality itself may influence, deform, alter, or transform
conceptualizations of sexuality among peoples and individuals, and much
attention must be devoted to analyzing such factors and their effects
before it will be possible to use them effectively in analyzing the
bedrock of sexuality beneath them.
Nearly all societies, for example, regulate sexual behavior
in some way; most sophisticated cultures articulate rationalizations for
their restrictions. The nature of such rationalizations will inevitably
affect sexual taxonomy. If "the good" in matters sexual is equated with
procreation, homosexual relations may be categorically distinguished from
heterosexual ones as necessarily excluding the chief good of sexuality.
Such a moral taxonomy might create a homosexual/heterosexual taxonomy in
and of itself, independent of underlying personal attitudes. This appears,
in fact, to have played some role in the Christian West. That some
heterosexual relations also exclude procreation is less significant
(though much heterosexual eroticism has been restricted in the West),
because there is not an easily demonstrable generic incompatibility
with procreative purpose. (Compare the association of chest hair with
maleness: Not all men have hairy chests, but only men have chest hair;
hence, chest hair is thought of as essentially masculine; though not all
heterosexual couplings are procreative, only heterosexual acts could be
procreative, so heterosexuality seems essentially procreative and
homosexuality essentially not.)
In a society where pleasure or the enjoyment of beauty are
recognized as legitimate aims of sexual activity, this dichotomy should
seem less urgent. And in the Hellenistic and Islamic worlds, where
sexuality has traditionally been restricted on the basis of standards of
decorum and propriety[38]
rather than procreative purpose, the homosexual/heterosexual dichotomy has
been largely absent from public discourse. Just as the presence of the
dichotomy might be traceable to aspects of social organization unrelated
to sexual preference, however, its absence must likewise be seen as a moot
datum: As has been shown, individual Greek and Muslim writers were often
acutely conscious of such a taxonomy. The prevalence of either Type A or
Type B concepts at the social level, in other words, may be related more
to other social structures than to personal perceptions of or beliefs
about the nature of sexuality.
Another factor, wholly overlooked in previous literature on
this subject, is the triangular relationship of mediated desire, beauty,
and sexual stereotypes. It seems safe enough to assume that most humans
are influenced to some degree by the values of the society in which they
live. Many desires are "mediated" by the valorization accorded things by
surrounding society, rather than generated exclusively by the desiring
individual. If one posits for the sake of argument two opposed sets of
social values regarding beauty and sex roles, it is easy to see how
conceptualizations of sexual desire might be transformed to fit "mediated
desire" resulting from either pole. At one extreme, beauty is conceived as
a male attribute: Standards and ideals of beauty are predicated on male
models, art emphasizes male beauty, and males take pride in their own
physical attractions. Greece and the Muslim world approach this extreme:
Greek legend abounds in examples of males pursued for their beauty,
standards of beauty are often predicated on male archetypes (Adonis,
Apollo, Ganymede, Antinous), and beauty in males is considered a major
good, for the individual and for his society. Likewise, in the Muslim
world, archetypes of beauty are more often seen in masculine than in
feminine terms, beauty is thought to be a great asset to a man, and the
universal archetype of beauty, to which even beautiful women are compared,
is Joseph.
This pole can be contrasted with societies in which
"maleness" and beauty are thought unrelated or even contradictory, and
beauty is generally predicated only of females. In such societies
"maleness" is generally idealized in terms of social roles, as comprising,
for example, forcefulness, strength, the exercise of power, aggression,
etc. In the latter type of society, which the modern West approaches,
"beauty" would generally seem inappropriate, perhaps even embarrassing in
males, and males possessing it would be regarded as "effeminate" or
sexually suspect to some degree.
In nearly all cultures some linkage is expressed between
eroticism and beauty, and it should not therefore be surprising that in
societies of the former type there will be greater emphasis on males as
sex objects than in those of the latter type. Since beauty is
conceptualized as a good, and it is recognized to subsist on a large scale
- perhaps even primarily - among men, men can be admired even by other men
for their beauty, and this admiration is often indistinguishable (at the
literary level, if not in reality) from erotic interest. In cultures of
the latter type, however, men are not admired for their beauty; sexual
interest is generally imagined to be applied by men (who are strong,
forceful, powerful, etc., but not beautiful) to women, whose beauty may be
considered their chief - or even sole - asset. In the latter case,
expressions of admiration for male beauty will be rare, even among women,
who will prize other attributes in men they desire.
These descriptions are deliberate oversimplifications to
make a point: In fact, no society is exclusively one or the other, and
elements of both are present in all Western cultures. But it would be easy
to show that many societies tend more toward one extreme than the other,
and it is not hard to see how this might affect the prominence of the
homosexual/heterosexual dichotomy: In a culture where male beauty was
generally a source of admiration, the dividing line between what some
taxonomies would define as homosexual and heterosexual interest would be
considerably blurred by common usage and expression. Expressions of
admiration and even attraction to male beauty would be so familiar that
they would not provoke surprise or require designation as a peculiar
category. Persons in such a society might be uninterested in genital
interaction with persons of their own sex, might even disapprove of it,
but they would tend not to see romantic interest in male beauty - by males
or females - as bizarre or odd or as necessetating special
categorization.
In cultures that deemphasize male beauty, however,
expressions of interest in it by men or women might be suspect. In a
society that has established no place for such interest in its esthetic
structures, mere admiration for a man's physical attraction, without
genital acts, could be sharply stigmatized, and a strict division between
homosexual and heterosexual desire would be easy to promulgate and
maintain.
Female roles would also be affected by such differences: If
women are thought of as moved by beauty, even if it is chiefly male
beauty, the adoption of the role of the admirer by the woman will nor seem
odd or peculiar. If women are viewed, however, as the beautiful but
passive objects of a sexual interest largely limited to men, their
expressing sexual interest - in men or women - may be disapproved.[39]
George Chauncey has documented precisely this sort of disapproval in
Victorian medical literature on "homosexuality": At the outset sexual
deviance is perceived only in women who violate the sex role expected of
them by playing an active part in a female-female romantic relationship.
The "passive" female, who does not violate the expectations of sex role by
receiving, as females are thought naturally to do, the attentions of her
"husband," is not considered abnormal. Gradually, as attitudes and the
needs of society to define more precisely the limits of approved sexuality
change, attention is transferred from the role of the female "husband"
plays to the sexual object choice of both women, and both come to be
categorized as "homosexual" on the basis of the gender to which they are
attracted.[40]
Shifts of this sort, relating to conceptions of beauty,
rationalization of sexual limitations, etc., are supported, affected, and
overlaid by more specific elements of social organization. These include
patterns of sexual interaction (between men and women, the old and young,
the rich and the poor, etc.), specific sexual taboos, and what might be
called "secondary" sexual behavior. Close attention must be devoted to
such factors in their historical context in assessing sexual
conceptualizations of any type.
Ancient "pederasty," for example, seems to many to
constitute a form of sexual organization entirely unrelated to modern
homosexuality. Possibly this is so, but the differences seem much less
pronounced when one takes into account the sexual context in which
"pederasty" occurs. The age differential idealized in descriptions of
relations between the "lover" and the "beloved" is less than the disparity
in age between heterosexual lovers as recommended, for example, by
Aristotle (nineteen years). "Pederasty" may often represent no more than
the homosexual side of a general pattern of cross-generation romance.[41]
Issues of subordination and power likewise offer parallel structures that
must be collated before any arguments about ancient "homosexuality" or
"heterosexuality" can be mounted. Artemidorus Daldianus aptly encapsulates
the conflation of sexual and social roles of his contemporaries in the
second century A.D. in his discussion of the significance of sexual
dreams: "For a man to be penetrated [in a dream] by a richer and older man
is good: for it is customary to receive from such men. To be penetrated by
a younger and poorer is bad: for it is the custom to give to such persons.
It signifies the same [i.e., is bad] if the penetrator is older and
poor."[42]
Note that these comments do not presuppose either Type A or Type B
theories: They might be applied to persons who regard either gender as
sexually apposite, or to persons who feel a predisposition to one or the
other. But they do suggest the social matrix of a system of sexual
distinctions that might override, alter, or disguise other
taxonomies.
The special position of passive homosexual behavior,
involving the most common premodern form of Type C theory, deserves a
separate study, but it might be noted briefly that its effect on sexual
taxonomies is related not only to status considerations about penetration,
as indicated above, but also to specific sexual taboos that may be highly
culturally variable. Among Romans, for instance, two roles were decorous
for a free adult male, expressed by the verbs irrumo, to offer the
penis for sucking, and futuo, to penetrate a female, or
pedico, to penetrate a male.[43]
Indecorous roles for citizen males, permissible for anyone else, were
expressed in particular by the verbs fello, to fellate, and
ceveo, not translatable into English.[44]
The distinction between roles approved for male citizens and others
appears to center on the giving of seed (as opposed to the receiving of
it) rather than on the more familiar modern active/passive division.
(American prison slang expresses a similar dichotomy with the terms
"catchers" and "pitchers.") It will be seen that this division obviates to
a large degree both the active/passive split - since both the
irrumator and the fellator are conceptually active[45]
- and the homosexual/heterosexual one, since individuals are categorized
not according to the gender to which they are drawn but to the role they
play in activities that could take place between persons of either gender.
It is not clear that Romans had no interest in the gender of sexual
partners, only that the division of labor, as it were, was a more pressing
concern and attracted more analytical attention.
Artemidorus, on the other hand, considered both "active" and
"passive" fellatio to be categorically distinct from other forms of
sexuality. He divided his treatment of sexuality into three sections - the
natural and the legal, the illegal, and the unnatural - and he placed
fellatio, in any form, among illegal activities, along with incest. In the
ninth-century translation of his work by Hunain ibn Ishaq (the major
transmitter of Aristotelian learning to the West), a further shift is
evident: Hunain created a separate chapter for fellatio, which he called
"that vileness of which it is not decent even to speak."[46]
In both the Greek and Arabic versions of this work the
fellatio that is objurgated is both homosexual and heterosexual, and in
both, anal intercourse between men is spoken of with indifference or
approval. Yet in the Christian West the most hostile legislation regarding
sexual behavior has been directed specifically against homosexual anal
intercourse: Fellatio has generally received milder treatment. Is this
because fellatio is more wildly practised among heterosexuals in the West,
and therefore seems less bizarre (i.e., less distinctly homosexual)? Or is
it because passivity and the adoption of what seems a female role in anal
intercourse is particularly objectionable in societies dominated by rigid
ideals of "masculine" behavior? It may be revealing, in this context, that
many modern languages, including English, have skewed the donor/recipient
dichotomy by introducing a chiastic active/passive division: The recipient
(i.e., of semen) in anal intercourse is "passive"; in oral intercourse he
is "active." Could the blurring of the active/passive division in the case
of fellatio render it less obnoxious to legislative
sensibilities?
Beliefs about sexual categories in the modern West vary
wildly, from the notion that sexual behavior is entirely a matter of
conscious choice to the conviction that all sexual behavior is determined
by heredity or environment. The same individual may, in fact, entertain
with apparent equanimity contradictory ideas on the subject. It is
striking that many ardent proponents of Type C etiological theories who
regard homosexual behavior as pathological and/or depraved nonetheless
imply in their statements about the necessity for legal repression of
homosexual behavior that it is potentially ubiquitous in the human
population, and that if legal sanctions are not maintained everyone may
suddenly become homosexual.
Humans of previous ages were probably not, as a whole, more
logical or consistent than their modern descendants. To pretend that a
single system of sexual categorization obtained at any previous moment in
Western history is to maintain the unlikely in the face of substantial
evidence to the contrary. Most of the current spectrum of belief appears
to have been represented in previous societies. What the spectrum reveals
about the inner nature of human sexuality remains, for the time being,
moot and susceptible of many divergent interpretations. But if the
revolution in modern historical writing - and the recovery of whatever
past the "gay community" may be said to have- is not to be stillborn, the
problem of universals must be sidestepped or at least approached with
fewer doctrinaire assumptions. Both realists and nominalists must lower
their voices. Reconstructing the monuments of the past from the rubble of
the present requires quiet concentration.
Postscript
This essay was written five years ago, and several of the
points it raises now require clarification or revision. I would no longer
characterize the constructionist-essentialist controversy as a "debate" in
any strict sense: One of its ironies is that no one involved in it
actually identifies him- or herself as an "essentialist," although
constructionists (of whom, in contrast, there are many)[47]
sometimes so label other writers. Even when applied by its opponents the
label seems to fit extremely few contemporary scholars.[48]
This fact is revealing, and provides a basis for understanding the
controversy more accurately not as a dialogue between two schools of
thought, but as a revisionist (and largely one-sided) critique of
assumptions believed to underlie traditional historiography. This
understanding is not unrelated to my nominalist/realist analogy: One might
describe constructionism (with some oversimplification) as a nominalist
rejection of a tendency to "realism" in the traditional historiography of
sexuality. The latter treated "homosexuality" as a diachronic, empirical
entity (not quite a "universal," but "real" apart from social structures
bearing on it); constructionists regard it as a culturally dependent
phenomenon or, as some would have it, not a "real" phenomenon at all. It
is not, nonetheless, a debate, since no current historians consciously
defend an essentialist point of view.
Second, although it is probably still accurate to say that
"most" constructionists are historians of the nineteenth and twentieth
centuries, a number of classicists have now added their perspective to
constructionist theory. This has broadened and deepened the discussion,
although, strikingly, few if any historians of periods between Periclean
Athens and the late nineteenth century articulate constructionist views.[49]
Third my own position, perhaps never well understood, has
changed. In my book, Christianity, Social Tolerance and
Homosexuality I defined "gay persons"[50]
as those "conscious of erotic inclination toward their own gender as a
distinguishing characteristic" (p. 44). It was the supposition of the book
that such persons have been widely and identifiably present in Western
society at least since Greco-Roman times, and this prompted many
constructionists to label the work "essentialist." I would now define "gay
persons" more simply as those whose erotic interest is predominantly
directed toward their own gender (i.e., regardless of how conscious they
are of this as a distinguishing characteristic). This is the sense in
which, I believe, it is used by most American speakers, and although
experts in the field may well wish to employ specialized language, when
communicating with the public it seems to me counterproductive to use
common words in senses different from or opposed to their ordinary
meanings.
In this sense, I would still argue that there have been "gay
persons" in most Western societies. It is not clear to me that this is an
"essentialist" position. Even if societies formulate or create
"sexualities" that are highly particular in some ways, it might happen
that different societies would construct similar ones, as they often
construct political or class structures similar enough to be subsumed
under the same rubric (democracy, oligarchy, proletariat, aristocracy,
etc. - all of which are both particular and general).[51]
Most constructionist arguments assume that essentialist
positions necessarily entail a further supposition: that society does not
create erotic feelings, but only acts on them. Some other force - genes,
psychological forces, etc. - creates "sexuality," which is essentially
independent of culture. This was not a working hypothesis of
Christianity, Social Tolerance and Homosexuality. I was and remain
agnostic about the origins and etiology of human
sexuality.
Notes
1. For particularly
articulate examples of "nominalist" history, see Robert A. Padgug, "Sexual
Matters: On Conceptualizing Sexuality in History," Radical History
Review 20 (1979): 3-33, reprinted in this volume; and Jeffrey Weeks,
Coming Out: Homosexual Politics in Britain from the Nineteenth Century
to the Present (London, 1977). Most older studies of homosexuality in
the past are essentially realist; see bibliography in John Boswell,
Christianity, Social Tolerance and Homosexuality (London, 1980), p.
4, n. 3.
2. It is of substantial
import to several moral traditions, e.g., whether or not homosexuality is
a "condition" - an essentially "realist" position - or a "lifestyle" -
basically a "nominalist" point of view. For a summary of shifting
attitudes on these points within the Christian tradition, see Peter
Coleman, Christian Attitudes to Homosexuality (London, 1980), or
Edward Batchelor, Homosexuality and Ethics (New York,
1980).
3. Note that at this level
the debate is to some extent concerned with the degree of convention that
can be sustained without loss of accuracy. It is conventional, for
instance, to include in a history of the United States treatment of the
period before the inauguration of the system of government that bears that
title, and even to speak of the "colonial U.S.," although while they were
colonies they were not the United States. A history of Greece would
likewise, by convention, concern itself with all the states that would
someday constitute what is today called "Greece," although those states
may have recognized no connection with each other (or even have been at
war) at various points in the past. It is difficult to see why such
conventions should not be allowed in the case of minority histories, so
long as sufficient indication is provided as to the actual relationship of
earlier forms to later ones.
4. Padgug, "Sexual
Matters," p. 59.
5. For the variety of
etiological explanations to date see the brief bibliography in Boswell,
Christianity, p. 9, n. 9. To this list should now be added (in
addition to many articles) three studies: Alan Bell and M.S. Weinberg,
Homosexualities: A Study of Diversity Amond Men and Women (New
York, 1978); idem, Sexual Preference: Its Development in Men and
Women (Bloomington, Indiana, 1981); and James Weinrich, Sexual
Landscapes (New York, 1987). An ingenious and highly revealing
approach to the development of modern medical literature on the subject of
homosexuality is proposed by George Chauncey, Jr., "From Sexual Inversion
to Homosexuality: Medicine and the Changing Conceptualization of Female
Deviance," Salmagundi, no. 58-59 (Fall 1982-Winter 1983):
114-46.
6. Moralia 767:
Amatorius, tans. W. C. Helmhold (Cambridge, Mass., 1961), p.
415.
7. Boswell,
Christianity, Part I passim, esp. pp.
50-59.
8. See Boswell,
Christianity, pp. 125-27.
9. Greek Anthology,
trans. W. R. Paton (Cambridge, Mass., 1918)
1.65.
10. Daphnis and Chloe,
4.11. The term paiderastes here can not be understood as a
reference to what is now called paedophilia, since Daphnis - the object of
Gnatho's interest - is full grown and on the point of marriage. It is
obviously a conventional term for
"homosexual."
11. For Plato and
Pollianus, see Boswell, Christianity, p. 30, n. 56; Athenaeus uses
philomeirax of Sophocles and philogynes of Euripides,
apparently intending to indicate that the former was predominantly (if not
exclusively) interested in males and the latter in females. Cf.
Scriptores physiognomici, ed. R. Foerster (Leipzig, 1893), 1:29, p.
36, where the word philogynaioi, "woman lover,"
occurs.
12. Casina,
V.4.957.
13. Epigrams
2.47.
14. Capitolinus,
11.7.
15. Boswell,
Christianity, p. 127.
16. 2.4: Hostis si quis
erit nobis, amet ille puellas: gaudeat in puero si quis amicus
erit.
17. Saadia Gaon, Kitab
al-'Amanat wa'l-I c tikhadat, ed. S. Landauer (Leyden, 1880), 10.7,
pp. 294-97 (English translation by S. Rosenblatt in Yale Judaica
Series, vol. 1: The Book of Beliefs and
Opinions).
18. Kitab, p.
295.
19.
Ibid.
20. Kitab mufakharat
al-jawari wa'l-ghilman, ed. Charles Pellat (Beirut,
1957).
21. See discussion in
Boswell, Christianity, pp. 257-58.
22. "Le Livre des
caractères de Qostâ," ed. and trans. Paul Sbath, Bulletin de l'institut
d'Egypte 23 (1940-41): 103-39. Sbath's translation is loose and
misleading, and must be read with caution.
23. Ibid., p.
112.
24. "…waminhim man yamilu
ila ghairihinna mini 'lghilmani…," ibid. A treatment of the fascinating
term ghulam (pl. ghilman), whose meanings range from "son"
to "sexual partner," is beyond the scope of this
essay.
25. Qusta discusses this at
some length, pp. 133-36. Cf. F. Rosenthal, "ar-Râzî on the Hidden
Illness," Bulletin of the History of Medicine 52, no. 1 (1978):
45-60, and the authorities cited there. Treating "passive sexual behavior"
(i.e., the reception of semen in anal intercourse) in men as a hereditary
condition generally implies a conflation of Types A and C taxonomies in
which the role of insertor with either men or women is thought "normal,"
but the position of the "insertee" is regarded as bizarre or even
pathological. Attitudes toward ubnah should be taken as a special
aspect of Muslim sexual taxonomy rather than as indicative of attitudes
toward "homosexuality." A comparable case is that of Caelius Aurelianus:
see Boswell, Christianity, p. 53; cf. Remarkds on Roman sexual
taboos, below.
26. Weeks, Coming
Out, p. 12.
27. See Boswell,
Christianity, pp. 159-61.
28. Aelfric's Lives of
Saints, ed. and trans. W. W. Skeat (London, 1881), p.
33.
29. Discussed in Boswell,
Christianity, pp. 316 ff.
30. "Sodomia" and
"sodomita" are used so often and in so many competing senses in the High
Middle Ages that a separate study would be required to present even a
summary of this material. Note that in the modern West the term still has
overlapping senses, even in law: In some American states "sodomy" applies
to any inherently nonprocreative sex act (fellatio between husband and
wife, e.g.), in others to all homosexual behavior, and in still others
only to anal intercourse. Several "sodomy" statutes have in fact been
overturned on grounds of unconstitutional vagueness. See, in addition to
the material cited in Boswell, Christianity, pp. 52, 183-184;
Giraldus Cambrensis, Descriptio Cambriae, 2.7; J. J. Tierney, "The
Celtic Ethnography of Posidonius," Proceedings of the Royal Irish
Academy 60 (1960): 252; and Carmina Burana: Die Lieder der
Benediktbeurer Handschrift. Zweisprachige Ausgabe (Munich, 1979),
95.4, p. 334 ("Pura semper ab hac infamia/nostra fuit minor Britannia";
the ms. Has Bricciavia).
31. Walter Map, De nugis
curialium 1.23, trans. John Mundy, Europe in the High Middle Ages,
1150-1309 (New York, 1973), p. 302. Cf. discussion of this theme in
Boswell, Christianity, chapter 8.
32. Prologue, 669ss. Of
several works on this issue now in print see especially Monica McAlpine,
"The Pardoner's Homosexuality and How it Matters," PMLA, January
1980, pp. 8-22; and Edward Schweitzer, "Chaucer's Pardoner and the Hare,"
English Language Notes 4, no. 4 /1967):247-250 (not cited by
McAlpine).
33. See Boswell,
Christianity, p. 233.
34. 8565ss; cf. Roman de
la Rose 2169-74, and Gerald Herman, "The 'Sin Against Nature' and its
Echoes in Medieval French Literature," Annuale Mediaevale 17
(1976): 70-87.
35. "Altercatio Ganimedis
et Helene: Kritische Edition mit Kommentar," ed. Rolf Lenzen,
Mittellateinisches Jarbuch 7 (1972): 161-86; English translation in
Boswell, Christianity, pp. 381-389.
36. Boswell,
Christianity, pp. 392-98.
37. The Anglo-Latin
Satirical Poets and Epigrammatists, ed. Thomas Wright (London, 1872),
2:463.
38. The relationship
between the words "propriety" and "property" is not coincidental, and in
this connection is highly revealing. Although social attitudes toward
sexual propriety in pre-Christian Europe are often touted as more humane
and liberal than those which followed upon the triumph of the Christian
religion, it is often overlooked that the comparative sexual freedom of
adult free males in the ancient world stemmed largely from the fact that
all the members of their household were either legally or effectively
their property, and hence could be used by them as they saw fit.
For other members of society what has seemed to some in the modern West to
have been sexual "freedom" might be more aptly viewed as "abuse" or
"exploitation," although it is of course silly to assume that the ability
to coerce necessarily results in coercion.
39. Lesbianism is often
regarded as peculiar or even pathological in cultures which accept male
homosexuality with equanimity. In the largely gay romance Affairs of
the Heart (see Boswell, Christianity, pp. 126-27) lesbianism is
characteried as "the tribadic disease" [tes tribakes aselgeias] (s.28). A
detailed analysis of the relationship of attitudes toward male and female
homosexuality will comprise a portion of a study I am preparing on the
phenomenology of homosexual behavior in ancient and medieval
Europe.
40. Cf. n. 5,
above.
41. Since the publication
of my remarks on this issue in Christianity, pp. 28-30, several
detailed studies of Greek homosexuality have appeared, most notably those
of Félix Buffière, Eros adolescent: la pédérastie dans la Grèce
antique (Paris, 1980); and K. J. Dover, Greek Homosexuality
(Cambridge, Mass., 1978). Neither work has persuaded me to revise my
estimate of the degree to which Greek fascination with "youth" was more
than a romantic convention. A detailed assessment of both works and their
relation to my own findings will appear in the study mentioned above, no.
39.
42. Artemidorus Daldianus,
Onirocriticon libri quinque, ed. R. Park (Leipzig, 1963) 1.78, pp.
88-89. (An English translation of this work is available: The
Interpretation of Dreams, trans. R. J. White [Park Ridge, N.J.,
1975]).
43. "non est pedico
maritus:/quae faciat duo sunt: irrumat aut futuit" Martial 2:47 (cf. n.
14, above: pedico is apparently Martial's own
coinage).
44. Ceveo is, that
is, to futuo or pedico what fello is to
irrumo: It describes the activity of the party being entered. The
vulgar English "put out" may be the closest equivalent, but nothing in
English captures the actual meaning of the
Latin.
45. Futuo/pedico and
ceveo are likewise both active.
46. Hunayn ibn Ishaq,
trans., Kitab Tacbir ar-Ru'ya, ed. Toufic Fahd (Damascus, 1964),
pp. 175-76.
47. For an overview of this
literature since the material cited in note 1, see most recently Steven
Epstein, "Gay Politics, Ethnic Identity: The Limits of Social
Constructivism," Socialist Review 93/94 (1987): 9-54; also John
D'Emilio, Sexual Politics, Sexual Communities: The Making of a
Homosexual Minority in the United States, 1940-1970 (Chicago, 1983);
and the essays in Kenneth Plummer, ed., The Making of the Modern
Homosexual (London, 1981). See also note
48.
48. Three recent writers on
the controversy (Steven Murray, "Homosexual Characterization in
Cross-Cultural Perspective,"in Murray, Social Theory, Homosexual
Realities [Gai Saber Monograph, 3] [New York, 1984]; Epstein, "Gay
Politics"; and David Halperin, "Sex before Sexuality: Pederasty, Politics,
and Power in Classical Athens" [in this collection] identify among them a
dozen or more "constructionist" historians, but Murray and Halperin adduce
only a single historian (me) as an example of modern "essentialist"
historiography; Epstein, the most sophisticated of the three, can add to
this only Adrienne Rich, not usually thought of as a historian. As to
whether my views are actually "essentialist" or not, see
further.
49. See, for example,
Halperin, "Sex before Sexuality." Much of the controversy is conducted
through scholarly papers: at a conference on "Homosexuality in History and
Culture" held at Brown University in February 1987, of six presentations
four were explicitly constructionist; two of these were by classicists. On
the other hand, the standard volume on Attic homosexuality, K. J. Dover,
Greek Homosexuality (New York, 1985), defies easy classification,
but falls closer to an "essentialist" point of view than a
"constructionist" one, and Keith DeVries's Homosexuality and Athenian
Society, when it appears, will be a nonconstructionist survey of great
subtlety and sophistication. See also David Cohen, Law, Society and
Homosexuality in Classical Athens," Past and Present 117 (1987):
3-21. For the (relatively few) recent studies of periods between Athens
and the late nineteenth century, see Saara Lilja, Homosexuality in
Republican and Augustan Rome (Helsinki, 1983) (Societas Scientarium
Fennica, Commentationes Humanarum Litterarum, 74); Alan Bray,
Homosexuality in Renaissance England (London, 1982); James Saslow,
Ganymede in the Renaissance: Homosexuality in Art and Society (New
Haven, 1986); Guido Ruggiero, The Boundaries of Eros: Sex, Crime and
Sexuality in Renaissance Venice (New York, 1985); Claude Courouve,
Vocabulaire de l'homosexualité masculine (Paris,
1985).
50. An expression I use to
include both women and men.
51. Of course, if a
constructionist position holds that "gay person" refers only to one
particular modern identity, it is then, tautologically, not applicable to
the past.
© Xvans Xperientialism
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